DFSL - Investor Compliances

Regulatory Compliances

Statutory corporate filings submitted pursuant to SEBI Listing Obligations and Disclosure Requirements (LODR).

Compliance under Regulation 13 (3) of SEBI LODR

Integrated Filing under Regulation 27 of SEBI LODR

Compliance Certificate under Regulation 74 (5) of SEBI (Depositories & Participants) Regulations, 2018

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Compliance of Regulation 76 of SEBI (Depositories & Participants) Regulations, 2018 - Reconciliation of Share Capital Audit Report

Disclosure of Related Party Transactions under Regulation 23(9) of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015

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Compliance requirement of Structured Digital Database (SDD) pursuant to provisions of Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations)

Certificate under Regulation 40(9) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements)

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Compliance Certificate under Regulation 7 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements)

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Declaration under Regulation 31(4) of The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (“SEBI (SAST) Regulations, 2011”)

Intimation for Closure of Trading Window

Undertaking / Declaration

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